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Once you and we are ready to proceed with specific recommendations
for your investment portfolio, Clarendon Securities will need to
receive a payment from you to be held as a deposit against future
commissions. Naturally, we need to make sure that you intend to
do commissions business with us, before we can assist you with investment
recommendations. The amount of your commission deposit will be calculated
as follows:
- 2.90% of the first $30,000 you have agreed to invest with us
in the UltraYield program, plus
- 0.75% of any excess over $30,000 that you have agreed to invest
with us in the UltraYield program,
- But at least a minimum amount of $175.00
Your deposit will be applied to all commissions payable by you during
the first 12 months after we receive your deposit. Once your deposit
is exhausted, then we will charge you our regular commissions, as
we do with other customers. If your deposit is not used up in commission
payments during this 12 month period, then any unused balance will
be considered earned by us and will therefore be forfeited.
Your deposit may be applied to any commission business you do with
us during the 12-month period, whether or not it is the result of
UltraYield recommendations. |
UltraYield™ Advice 
