SEC Rule 11Ac1-6 Report for the Quarter Ending June 30, 2010
Exchange - Listed Options
|
| |
|
Summary Statistics: |
|
Non-directed orders as percentage of total customer orders |
0.00% |
Market orders as percentage of total non-directed orders |
0.00% |
Limit orders as percentage of total non-directed orders |
0.00% |
Other orders as percentage of total non-directed orders |
0.00% |
| |
|
| Venues Receiving Significant Percentage of Total Non-Directed Orders: |
1. The Philadelphia Stock Exchange |
0.00% |
2. The Chicago Board Options Exchange |
0.00% |
3. The International Securities Exchange |
0.00% |
4. NYSE Arca Options |
0.00% |
5. NYSE AMEX Options |
0.00% |
6. The Boston Options Exchange |
0.00% |
| |
|
| Information Concerning Significant Venues: |
|
1. The Philadelphia Stock Exchange |
|
| |
Types of Orders Routed to Venue: |
|
| |
Market orders as percentage of total market orders |
0.00% |
| |
Other orders as percentage of total other orders |
0.00% |
| |
Limit orders as percentage of total limit orders |
0.00% |
| |
|
2. The Chicago Board Options Exchange |
|
| |
Types of Orders Routed to Venue: |
|
| |
Market orders as percentage of total market orders |
0.00% |
| |
Other orders as percentage of total other orders |
0.00% |
| |
Limit orders as percentage of total limit orders |
0.00% |
| |
|
3. The International Securities Exchange |
|
| |
Types of Orders Routed to Venue: |
|
| |
Market orders as percentage of total market orders |
0.00% |
| |
Other orders as percentage of total other orders |
0.00% |
| |
Limit orders as percentage of total limit orders |
0.00% |
| |
|
4. NYSE Arca Options |
|
| |
Types of Orders Routed to Venue: |
|
| |
Market orders as percentage of total market orders |
0.00% |
| |
Other orders as percentage of total other orders |
0.00% |
| |
Limit orders as percentage of total limit orders |
0.00% |
| |
|
5. NYSE AMEX Options |
|
| |
Types of Orders Routed to Venue: |
|
| |
Market orders as percentage of total market orders |
0.00% |
| |
Other orders as percentage of total other orders |
0.00% |
| |
Limit orders as percentage of total limit orders |
0.00% |
| |
|
6. The Boston Options Exchange |
|
| |
Types of Orders Routed to Venue: |
|
| |
Market orders as percentage of total market orders |
0.00% |
| |
Other orders as percentage of total other orders |
0.00% |
| |
Limit orders as percentage of total limit orders |
0.00% |
| |
|
UltraYield™ Advice 
