SEC Rule 11Ac1-6 Report for the Quarter Ending June 30, 2010
Securities Listed on The New York Stock Exchange |
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Summary Statistics: |
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Non-directed orders as percentage of total customer orders |
100.00% |
Market orders as percentage of total non-directed orders |
100.00% |
Limit orders as percentage of total non-directed orders |
0.00% |
Other orders as percentage of total non-directed orders |
0.00% |
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Venues Receiving Significant Percentage of Total Non-Directed Orders: |
1. National Financial Services Corporation |
10.00% |
2. Knight Capital Markets, L.L.C. |
30.00% |
3. The New York Stock Exchange Euronext |
0.00% |
4. Automated Trading Desk Financial Services, L.L.C. |
0.00% |
5. The Chicago Stock Exchange |
0.00% |
6. Citadel Derivatives Group, L.L.C. |
30.00% |
7. UBS Securities, L.L.C. |
10.00% |
8. XPSE |
0.00% |
9. Citigroup Global Markets, Inc. |
20.00% |
10. Goldman, Sachs & Co. |
0.00% |
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Information Concerning Significant Venues: |
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1. National Financial Services Corporation |
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Types of Orders Routed to Venue: |
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Market orders as percentage of total market orders |
10.00% |
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Limit orders as percentage of total limit orders |
0.00% |
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Other orders as percentage of total other orders |
0.00% |
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2. Knight Capital Markets, L.L.C. |
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Types of Orders Routed to Venue: |
|
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Market orders as percentage of total market orders |
30.00% |
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Limit orders as percentage of total limit orders |
0.00% |
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Other orders as percentage of total other orders |
0.00% |
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3. The New York Stock Exchange Euronext |
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Types of Orders Routed to Venue: |
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Market orders as percentage of total market orders |
0.00% |
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Limit orders as percentage of total limit orders |
0.00% |
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Other orders as percentage of total other orders |
0.00% |
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4. Automated Trading Desk Financial Services, L.L.C. |
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Types of Orders Routed to Venue: |
|
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Market orders as percentage of total market orders |
0.00% |
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Limit orders as percentage of total limit orders |
0.00% |
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Other orders as percentage of total other orders |
0.00% |
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5. Citadel Derivatives Group, L.L.C. |
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Types of Orders Routed to Venue: |
|
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Market orders as percentage of total market orders |
30.00% |
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Limit orders as percentage of total limit orders |
0.00% |
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Other orders as percentage of total other orders |
0.00% |
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6. The Chicago Stock Exchange |
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Types of Orders Routed to Venue: |
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Market orders as percentage of total market orders |
0.00% |
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Limit orders as percentage of total limit orders |
0.00% |
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Other orders as percentage of total other orders |
0.00% |
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7. UBS Securities, L.L.C. |
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Types of Orders Routed to Venue: |
|
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Market orders as percentage of total market orders |
10.00% |
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Limit orders as percentage of total limit orders |
0.00% |
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Other orders as percentage of total other orders |
0.00% |
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8. XPSE |
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Types of Orders Routed to Venue: |
|
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Market orders as percentage of total market orders |
0.00% |
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Limit orders as percentage of total limit orders |
0.00% |
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Other orders as percentage of total other orders |
0.00% |
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9. Citigroup Global Markets, Inc. |
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Types of Orders Routed to Venue: |
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Market orders as percentage of total market orders |
20.00% |
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Limit orders as percentage of total limit orders |
0.00% |
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Other orders as percentage of total other orders |
0.00% |
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10. Goldman, Sachs & Co. |
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Types of Orders Routed to Venue: |
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Market orders as percentage of total market orders |
0.00% |
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Limit orders as percentage of total limit orders |
0.00% |
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Other orders as percentage of total other orders |
0.00% |
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