SEC Rule 606 Report for the Quarter Ending June 30, 2015
Securities Listed on The New York Stock Market |
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Summary Statistics: |
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Non-directed orders as percentage of total customer orders |
100.00% |
Market orders as percentage of total non-directed orders |
100.00% |
Limit orders as percentage of total non-directed orders |
0.00% |
Other orders as percentage of total non-directed orders |
0.00% |
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Venues Receiving Significant Percentage of Total Non-Directed Orders: |
1. National Financial Services, LLC |
0.00% |
2. Instinet, L.L.C. |
0.00% |
3. UBS Securities L.L.C. |
0.00% |
4. KCG Americas, L.L.C. |
0.00% |
5. Two Sigma Securities, L.L.C. |
0.00% |
6. Citadel Securities, L.L.C. |
50.00% |
7. Goldman, Sachs & Co. |
0.00% |
8. Direct Edge Exchange |
0.00% |
9. Morgan Stanley & Co., Inc. |
0.00% |
10. Citigroup Global Markets, Inc. |
50.00% |
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Information Concerning Significant Venues: |
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1. National Financial Services Corporation |
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Types of Orders Routed to Venue: |
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Market orders as percentage of total market orders |
0.00% |
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Limit orders as percentage of total limit orders |
0.00% |
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Other orders as percentage of total other orders |
0.00% |
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2. Instinet, L.L.C. |
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Types of Orders Routed to Venue: |
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Market orders as percentage of total market orders |
0.00% |
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Limit orders as percentage of total limit orders |
0.00% |
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Other orders as percentage of total other orders |
0.00% |
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3. UBS Securities LLC |
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Types of Orders Routed to Venue: |
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Market orders as percentage of total market orders |
0.00% |
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Limit orders as percentage of total limit orders |
0.00% |
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Other orders as percentage of total other orders |
0.00% |
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4. KCG Americas, L.L.C. |
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Types of Orders Routed to Venue: |
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Market orders as percentage of total market orders |
0.00% |
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Limit orders as percentage of total limit orders |
0.00% |
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Other orders as percentage of total other orders |
0.00% |
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5. Two Sigma Securities, L.L.C. |
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Types of Orders Routed to Venue: |
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Market orders as percentage of total market orders |
0.00% |
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Limit orders as percentage of total limit orders |
0.00% |
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Other orders as percentage of total other orders |
0.00% |
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6.Citadel Securities, L.L.C. |
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Types of Orders Routed to Venue: |
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Market orders as percentage of total market orders |
50.00% |
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Limit orders as percentage of total limit orders |
0.00% |
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Other orders as percentage of total other orders |
0.00% |
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7. Goldman, Sachs & Co. |
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Types of Orders Routed to Venue: |
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Market orders as percentage of total market orders |
0.00% |
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Limit orders as percentage of total limit orders |
0.00% |
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Other orders as percentage of total other orders |
0.00% |
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8. Direct Edge Exchange |
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Types of Orders Routed to Venue: |
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Market orders as percentage of total market orders |
0.00% |
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Limit orders as percentage of total limit orders |
0.00% |
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Other orders as percentage of total other orders |
0.00% |
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9. Morgan Stanley & Co., Inc. |
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Types of Orders Routed to Venue: |
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Market orders as percentage of total market orders |
0.00% |
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Limit orders as percentage of total limit orders |
0.00% |
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Other orders as percentage of total other orders |
0.00% |
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10. Citigroup Global MArkets, Inc. |
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Types of Orders Routed to Venue: |
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Market orders as percentage of total market orders |
50.00% |
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Limit orders as percentage of total limit orders |
0.00% |
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Other orders as percentage of total other orders |
0.00% |
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Insured Money Market Account
