SEC Rule 11Ac1-6 Report for the Quarter Ending June 30, 2010
Securities Listed on The Nasdaq Stock Market |
| |
|
Summary Statistics: |
|
Non-directed orders as percentage of total customer orders |
100.00% |
Market orders as percentage of total non-directed orders |
75.00% |
Limit orders as percentage of total non-directed orders |
25.00% |
Other orders as percentage of total non-directed orders |
0.00% |
| |
|
Venues Receiving Significant Percentage of Total Non-Directed Orders: |
1. National Financial Services Corporation |
50.00% |
2. Knight Equity Markets, L.P. |
25.00% |
3. Brut, L.L.C. |
0.00% |
4. Morgan Stanley & Co. Incorporated |
0.00% |
5. UBS Securities L.L.C. |
0.00% |
6. Citadel Derivatives Group, L.L.C. |
0.00% |
7. Automated Trading Desk Financial Services, L.L.C. |
0.00% |
8. Unknown |
0.00% |
9. Citigroup Global Markets, Inc. |
25.00% |
| |
|
Information Concerning Significant Venues: |
|
1. National Financial Services Corporation |
|
|
Types of Orders Routed to Venue: |
|
|
Market orders as percentage of total market orders |
66.67% |
|
Limit orders as percentage of total limit orders |
0.00% |
|
Other orders as percentage of total other orders |
0.00% |
| |
|
2. Knight Equity Markets, L.P. |
|
|
Types of Orders Routed to Venue: |
|
|
Market orders as percentage of total market orders |
0.00% |
|
Limit orders as percentage of total limit orders |
100.00% |
|
Other orders as percentage of total other orders |
0.00% |
| |
|
3. Brut, L.L.C. |
|
|
Types of Orders Routed to Venue: |
|
|
Market orders as percentage of total market orders |
0.00% |
|
Limit orders as percentage of total limit orders |
0.00% |
|
Other orders as percentage of total other orders |
0.00% |
| |
|
4. Morgan Stanley & Co. Incorporated |
|
|
Types of Orders Routed to Venue: |
|
|
Market orders as percentage of total market orders |
0.00% |
|
Limit orders as percentage of total limit orders |
0.00% |
|
Other orders as percentage of total other orders |
0.00% |
| |
|
5. UBS Securities L.L.C. |
|
|
Types of Orders Routed to Venue: |
|
|
Market orders as percentage of total market orders |
0.00% |
|
Limit orders as percentage of total limit orders |
0.00% |
|
Other orders as percentage of total other orders |
0.00% |
| |
|
6. Citadel Derivatives Group, L.L.C. |
|
|
Types of Orders Routed to Venue: |
|
|
Market orders as percentage of total market orders |
0.00% |
|
Limit orders as percentage of total limit orders |
0.00% |
|
Other orders as percentage of total other orders |
0.00% |
| |
|
7. Automated Trading Desk Financial Services, L.L.C. |
|
|
Types of Orders Routed to Venue: |
|
|
Market orders as percentage of total market orders |
0.00% |
|
Limit orders as percentage of total limit orders |
0.00% |
|
Other orders as percentage of total other orders |
0.00% |
| |
|
8. Unknown |
|
|
Types of Orders Routed to Venue: |
|
|
Market orders as percentage of total market orders |
0.00% |
|
Limit orders as percentage of total limit orders |
0.00% |
|
Other orders as percentage of total other orders |
0.00% |
| |
|
|
9. Citigroup Global MArkets, Inc. |
|
|
Types of Orders Routed to Venue: |
|
|
Market orders as percentage of total market orders |
33.33% |
|
Limit orders as percentage of total limit orders |
0.00% |
|
Other orders as percentage of total other orders |
0.00% |
UltraYield™ Advice 
