SEC Rule 11Ac1-6 Report for the Quarter Ending June 30, 2008
Securities Listed on The Nasdaq Stock Market |
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Summary Statistics: |
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Non-directed orders as percentage of total customer orders |
100.00% |
Market orders as percentage of total non-directed orders |
80.00% |
Limit orders as percentage of total non-directed orders |
20.00% |
Other orders as percentage of total non-directed orders |
0.00% |
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Venues Receiving Significant Percentage of Total Non-Directed Orders: |
1. National Financial Services Corporation |
00.00% |
2. Knight Equity Markets, L.P. |
26.67% |
3. Brut, L.L.C. |
0.00% |
4. Morgan Stanley & Co. Incorporated |
0.00% |
5. UBS Securities L.L.C. |
6.67% |
6. Citadel Derivatives Group, L.L.C. |
13.33% |
7. Automated Trading Desk Financial Services, L.L.C. |
26.67% |
8. Madoff (Bernard L.) Investment Securities, L.L.C. |
20.00% |
9. Unknown |
6.67% |
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Information Concerning Significant Venues: |
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1. National Financial Services Corporation |
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Types of Orders Routed to Venue: |
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Market orders as percentage of total market orders |
0.00% |
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Limit orders as percentage of total limit orders |
0.00% |
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Other orders as percentage of total other orders |
0.00% |
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2. Knight Equity Markets, L.P. |
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Types of Orders Routed to Venue: |
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Market orders as percentage of total market orders |
33.00% |
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Limit orders as percentage of total limit orders |
0.00% |
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Other orders as percentage of total other orders |
0.00% |
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3. Brut, L.L.C. |
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Types of Orders Routed to Venue: |
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Market orders as percentage of total market orders |
0.00% |
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Limit orders as percentage of total limit orders |
0.00% |
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Other orders as percentage of total other orders |
0.00% |
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4. Morgan Stanley & Co. Incorporated |
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Types of Orders Routed to Venue: |
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Market orders as percentage of total market orders |
0.00% |
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Limit orders as percentage of total limit orders |
0.00% |
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Other orders as percentage of total other orders |
0.00% |
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5. UBS Securities L.L.C. |
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Types of Orders Routed to Venue: |
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Market orders as percentage of total market orders |
8.33% |
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Limit orders as percentage of total limit orders |
0.00% |
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Other orders as percentage of total other orders |
0.00% |
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6. Citadel Derivatives Group, L.L.C. |
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Types of Orders Routed to Venue: |
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Market orders as percentage of total market orders |
16.67% |
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Limit orders as percentage of total limit orders |
0.00% |
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Other orders as percentage of total other orders |
0.00% |
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7. Automated Trading Desk Financial Services, L.L.C. |
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Types of Orders Routed to Venue: |
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Market orders as percentage of total market orders |
33.33% |
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Limit orders as percentage of total limit orders |
0.00% |
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Other orders as percentage of total other orders |
0.00% |
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8. Madoff (Bernard L.) Investment Securities, L.L.C. |
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Types of Orders Routed to Venue: |
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Market orders as percentage of total market orders |
8.33% |
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Limit orders as percentage of total limit orders |
66.67% |
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Other orders as percentage of total other orders |
0.00% |
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9. Unknown |
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Types of Orders Routed to Venue: |
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Market orders as percentage of total market orders |
0.00% |
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Limit orders as percentage of total limit orders |
33.33% |
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Other orders as percentage of total other orders |
0.00% |
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